| 21-01123 | 10/08/2021 | Claimant(s): Michele Misiti
Claimant Lawyers(s): Scott Holcomb
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Ann C. Northern, William E. Nuckel, Allan N. Taffet
Hearing Site: New York, NY
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| 20-03220 | 07/15/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Hunter Scott Financial LLC., John Thomas Financial
Respondent Lawyers(s): Corporate Office, Kevin Meade, Peter Gouzos
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 20-02282 | 04/19/2021 | Claimant(s): Dennis Herrera
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial
Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos
Arbitrator(s): Harvey Barrison
Hearing Site: New York, NY
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| 20-00945 | 01/15/2021 | Claimant(s): Wade Papapanagiotu
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
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| 19-03045 | 06/17/2020 | Claimant(s): Evan Taub
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 19-03019 | 06/08/2020 | Claimant(s): Felippe Alves
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, John Thomas Financial, Joseph Stevens & Co..
Respondent Lawyers(s): Emily A. Hayes, Fabio Migliaccio, Maria Cummings
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 15-02302 | 04/06/2016 | Claimant(s): Scott Martinson
Claimant Lawyers(s): Scott Randall Martinson
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Stephanie Morse-Shamosh, Joseph H. Cerame, Henry I. Blumberg
Hearing Site: New York, NY
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| 13-00440 | 12/18/2014 | Claimant(s): John Thomas Financial
Claimant Lawyers(s): Dan Druz
Respondent(s): Anthony Maiuolo, Darren Himmelstein, Keith Williams, Renos Gordos, Rodney Laveau
Respondent Lawyers(s): Adam D. Cole
Arbitrator(s): Nancy Kramer, Robert E. Riccobono, Mildred Cruz-Dorta
Hearing Site: New York, NY
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| 13-00873 | 10/17/2014 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Jason Richard Goldstein
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Joseph Castellano
Arbitrator(s): Linda R. Alpert, April D. Bowie, Arthur Neil Tolciss
Hearing Site: New York, NY
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| 10-02967 | 08/28/2013 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial
Respondent Lawyers(s): Harry Friedman, Robert M. Bursky
Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler
Hearing Site: New York, NY
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