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FINRA Awards for Stephanie Morse-Shamosh

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0230204/06/2016Claimant(s): Scott Martinson
Claimant Lawyers(s): Scott Randall Martinson
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Maria Cummings
Arbitrator(s): Stephanie Morse-Shamosh, Joseph H. Cerame, Henry I. Blumberg
Hearing Site: New York, NY
09-0226812/23/2010Claimant(s): Michael Stein, William Aaron
Claimant Lawyers(s): Michael I. Allen
Respondent(s): Neuberger Berman
Respondent Lawyers(s): Randi W. Singer
Arbitrator(s): Stephanie Morse-Shamosh, William C. Struyk, Sheldon Curtis
Hearing Site: New York, NY

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