Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker Claimant Lawyers(s): Stephen D. Councill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart Hearing Site: Atlanta, GA | ||
| 20-02509 | 04/05/2021 | Claimant(s): Erik Bjerke Claimant Lawyers(s): Kurt Kalberer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 20-03252 | 04/01/2021 | Claimant(s): Gregory Katulka Claimant Lawyers(s): Kurt Kalberer Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 19-00280 | 03/04/2021 | Claimant(s): Derek D'Alonzo Claimant Lawyers(s): Ian E. Smith Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Keith Barnett Arbitrator(s): Robert H. Putnam, Joel Lee Glasco, Barbara Black Hearing Site: Atlanta, GA | ||
| 20-02845 | 03/04/2021 | Claimant(s): James Krantz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Sherri Lynne Kimmell Hearing Site: Atlanta, GA | ||
| 20-02335 | 03/03/2021 | Claimant(s): Bernard Breton Claimant Lawyers(s): Michael Nagy Respondent(s): Cetera Advisors Respondent Lawyers(s): David Feldstein Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 20-01630 | 02/05/2021 | Claimant(s): Marc Alexander Claimant Lawyers(s): J. Michael Bishop Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Scott A. Schweber Hearing Site: Atlanta, GA | ||
| 20-02672 | 02/03/2021 | Claimant(s): Ralph Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Kristin L. Wynne Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA | ||
| 20-01198 | 01/20/2021 | Claimant(s): Chesley Morton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. Riley Wealth Management Respondent Lawyers(s): Michael Markunas Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-03098 | 12/23/2020 | Claimant(s): Jeremy Mykulak, Jon Ledoyen Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA |