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FINRA Awards for Detroit, MI

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Displaying 111-120 out of 242 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0367503/29/2018Claimant(s): Stephen Nichols
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Michael Pastore
Arbitrator(s): John F. Burns, Mark A. Cleland, Lee Hornberger
Hearing Site: Detroit, MI
17-0233103/29/2018Claimant(s): Charles Zhang
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John F. Burns, Patrick R. Sughroue, Stephen D. Arkwright
Hearing Site: Detroit, MI
16-0370203/28/2018Claimant(s): Christine Paul
Claimant Lawyers(s): Daniel W Rucker
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael J. Meeusen, Gregory M. Gendron, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
17-0154803/15/2018Claimant(s): Paisu Kang
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
16-0266202/05/2018Claimant(s): Michael T. Fant
Claimant Lawyers(s): Devin Bone
Respondent(s): Trade-PMR Inc.
Respondent Lawyers(s): Dominique E. Heller
Arbitrator(s): Tracy L. Allen, Ralph C. Smith, Dale Frederick Feigley
Hearing Site: Detroit, MI
17-0130712/22/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon Kaplon
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
17-0097011/28/2017Claimant(s): Curtis Whipple
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
17-0253211/27/2017Claimant(s): Kenneth Wise
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
17-0073611/16/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): Securities America.
Respondent Lawyers(s): Janine Lucas
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
15-0212711/03/2017Claimant(s): Hantz Financial Services.
Claimant Lawyers(s): David J. Shea
Respondent(s): Mark Corbin, Raymond, James & Associates.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Edward M. Olson, John F. Burns, Jonathan Edward Maire
Hearing Site: Detroit, MI

242 Results

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