| 20-04205 | 08/03/2021 | Claimant(s): Alex Shore
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joseph Charles Smolira, A.J. Seier, James A. McIntosh
Hearing Site: Nashville, TN
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| 20-03023 | 06/01/2021 | Claimant(s): Peter Goffin
Claimant Lawyers(s): Joshua Bautz
Respondent(s): Wells Fargo Advisors Financial Network, NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart, Patricia Cowart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
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| 20-03017 | 04/23/2021 | Claimant(s): Lisa Howe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Robert David Epstein
Hearing Site: Columbus, OH
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| 20-02747 | 03/03/2021 | Claimant(s): Charles Sleezer
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 20-00491 | 02/24/2021 | Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-03080 | 02/05/2021 | Claimant(s): Jeffrey Burton
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): John P. Cullem, Richard S. Zaifert, Christopher Cecil Lamb
Hearing Site: Columbia, SC
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| 20-02117 | 01/15/2021 | Claimant(s): Timothy Lofton
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc.
Respondent Lawyers(s): Deirdre Wolff, Omar Perez
Arbitrator(s): John C. Aten
Hearing Site: Cincinnati, OH
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| 19-02197 | 01/11/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Michael Naccarato
Respondent(s): John Schmidt
Respondent Lawyers(s): John Greg Schmidt
Arbitrator(s): Michael L. Lyons, Michael J. Meeusen, Scott C. Matasar
Hearing Site: Cincinnati, OH
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| 20-00685 | 08/20/2020 | Claimant(s): James Pillow
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Bernard Hornick, Stuart K. Furman, John Winslow Griesser
Hearing Site: Orlando, FL
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| 20-00573 | 08/11/2020 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Gavriel Kandkhorov
Respondent Lawyers(s): Jay L. Hack
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
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