23-02419 | 03/06/2024 | Claimant(s): Ronald Martin Claimant Lawyers(s): David B. Cosgrove Respondent(s): OSAIC Wealth Respondent Lawyers(s): Greg Curley Arbitrator(s): Michael J. Meeusen Hearing Site: St. Louis, MO
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22-01795 | 03/06/2024 | Claimant(s): Anne Blazey Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Christopher J. Klein, Lisa J. Cappalli, Tyrone Nathaniel Watson Hearing Site: Orlando, FL
| | Expungement |
23-01238 | 03/06/2024 | Claimant(s): Christopher Wilbratte Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GWN Securities Inc., Legend Equities Corporation Respondent Lawyers(s): Jessica E. Levine, Kathy M. Klock Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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23-01126 | 03/05/2024 | Claimant(s): David Liguori Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA
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23-01741 | 03/05/2024 | Claimant(s): Heath Goldstein Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni-Idrissi Arbitrator(s): Mark Astarita, Julian F. Santos, Allan Marain Hearing Site: Jersey City, NJ
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23-02599 | 03/04/2024 | Claimant(s): Craig Sanford Claimant Lawyers(s): Craig M. Sanford Respondent(s): Robinhood Financial. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Larry Mims Hearing Site: Atlanta, GA
| | $0 |
23-02340 | 03/04/2024 | Claimant(s): Roxann Romano Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY
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23-02100 | 03/04/2024 | Claimant(s): Patrick Foley Claimant Lawyers(s): Patrick Michael Foley Respondent(s): First Union Capital Markets Corp. Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Leo J. Karwejna, John B. Taulane, Elizabeth Ann Morgan Hearing Site: Philadelphia, PA
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23-01195 | 03/04/2024 | Claimant(s): Daniel Southworth Claimant Lawyers(s): Kathleen Patchel Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Jacksonville, FL
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22-01974 | 03/04/2024 | Claimant(s): James Zahringer Claimant Lawyers(s): Matthew L. Jones Respondent(s): Raymond James & Associates. Respondent Lawyers(s): Jordan D. Maglich Arbitrator(s): Steven N. Ainbinder, Eugene D. Mirabello, Sidney Turner Hearing Site: Boca Raton, FL
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