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FINRA Awards

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Displaying 581-590 out of 22,173 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0024305/16/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Carol Miller
Respondent Lawyers(s): Carol Suzanne Miller
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
23-0141105/16/2024Claimant(s): John Thomas
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
23-0139705/16/2024Claimant(s): Liliana Molina
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Spire Securities
Respondent Lawyers(s): Feisal A. Malik
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
23-0180705/16/2024Claimant(s): Timothy Kenska
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
23-0274005/16/2024Claimant(s): Donald Durando
Claimant Lawyers(s): Joshua Kons
Respondent(s): PHX Financial.
Respondent Lawyers(s): Kevin Chen
Arbitrator(s): Laura Carraher, Nancy Kramer, Maurice W Heller
Hearing Site: New York, NY
23-0212505/16/2024Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): John Boatright
Respondent Lawyers(s): John Richard Boatright
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
23-0183805/16/2024Claimant(s): Scott Brantingson, Monocacy Wealth Partners LLC
Claimant Lawyers(s): Paul D. Flack
Respondent(s): Nicole Sennett, Sennett & Associates Wealth Group Ltd
Respondent Lawyers(s): Leigh Ann Buziak
Arbitrator(s): Laura A. Kaster, Kurt Birchler, Margaret F Creed
Hearing Site: Philadelphia, PA
24-0039205/15/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gabriel Lee-Sanchez
Respondent(s): Sevag Haddadian
Respondent Lawyers(s): Sevag Raffi Haddadian
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
23-0091405/15/2024Claimant(s): Thomas Garity
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
22-0161405/15/2024Claimant(s): Christopher Wienecke
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Yvette Cecilia Hatfield
Hearing Site: Baltimore, MD

22,173 Results

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