| 20-01949 | 01/22/2021 | Claimant(s): Frank Polk
Claimant Lawyers(s): Brian Luther
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Matthew Fenster
Hearing Site: New York, NY
| | $0 |
| 20-02183 | 01/22/2021 | Claimant(s): Michael Kentor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Noel Barnes
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | $0 |
| 20-02244 | 01/22/2021 | Claimant(s): Gary Nuccio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 20-02280 | 01/22/2021 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Christopher Wright
Respondent Lawyers(s): Christopher Thomas Wright
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | $0 |
| 18-04139 | 01/22/2021 | Claimant(s): Jody Chesko, Richard Dorr, Jody Chesko Irrevocable Trust, Richard J. Dorr Irrev. Life Ins. Trust
Claimant Lawyers(s): Kevin T. O'Brien
Respondent(s): Susan Coriale, GWN, Securities Inc.
Respondent Lawyers(s): Erin Maddocks
Arbitrator(s): Howard B. Cohen, Gerald W. Hepp, Ronald F Thompson
Hearing Site: Buffalo, NY
|  | $0 |
| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell
Hearing Site: Jersey City, NJ
| | $0 |
| 20-01069 | 01/21/2021 | Claimant(s): Brian Brennan
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): MML Investors Services
Respondent Lawyers(s): Elliott J. Stein
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00048 | 01/21/2021 | Claimant(s): Ann Tutundjian, John Mugan, Susan Tutundjian-Mugan
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Meah Rothman Tell, Richard W. Epstein, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02276 | 01/21/2021 | Claimant(s): Linda Willson
Claimant Lawyers(s): Linda Stout Willson
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
| | $300 |
| 20-01132 | 01/20/2021 | Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates.
Respondent Lawyers(s): Corporate Office Aegis Capital Corp
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
| | $0 |
