Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00944 | 01/28/2021 | Claimant(s): Julian Skalski Claimant Lawyers(s): Jonathan Kurta Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Turner Arbitrator(s): Thomas R. Watkins, Edward H. Davis, Lynn Vivian Dymally Hearing Site: Los Angeles, CA |  | $685,159 |
| 20-00218 | 01/27/2021 | Claimant(s): Hancock Whitney Investment Services Inc. Claimant Lawyers(s): Jennifer L. Anderson Respondent(s): Julian Bourgeois Respondent Lawyers(s): Mark L. Barbre Arbitrator(s): Mark A. Myers, James E. Bolin, Eric M. Schorr Hearing Site: New Orleans, LA | $0 | |
| 20-01180 | 01/27/2021 | Claimant(s): Nathaniel Tilton Claimant Lawyers(s): Tosh Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | $0 | |
| 20-01464 | 01/27/2021 | Claimant(s): Pedro Dias Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | $0 | |
| 20-01862 | 01/27/2021 | Claimant(s): Richard Ramos Claimant Lawyers(s): Richard Ramos Respondent(s): Ted Smail Respondent Lawyers(s): Ted H Smail Arbitrator(s): Steven Gourley, Jeffrey E. Skogsbergh, McKinley Perkins Hearing Site: Los Angeles, CA | | $0 |
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | $0 | |
| 20-01599 | 01/26/2021 | Claimant(s): Bryon Spicer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): USA Advanced Planners Inc. Respondent Lawyers(s): Frederick Gearhart Arbitrator(s): John F. Burns Hearing Site: Cincinnati, OH | $0 | |
| 20-01735 | 01/26/2021 | Claimant(s): John Lynch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | $0 | |
| 20-01785 | 01/26/2021 | Claimant(s): Raymond Stacy Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): John W. Eichleay Hearing Site: Cincinnati, OH | $0 | |
| 20-01832 | 01/26/2021 | Claimant(s): Matthew Kneifl Claimant Lawyers(s): Gregory Simon Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | $0 |