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FINRA Awards

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Displaying 4,571-4,580 out of 22,091 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0024802/23/2021Claimant(s): Scott Morse
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): Mitchell Manoff, Richard Calabrese, Corinthian Partners, L.L.C.
Respondent Lawyers(s): Mitchell (NMN) Manoff, Mitchell Manoff, Richard (NMN) Calabrese
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0115702/22/2021Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Michele Renee Zinn
Hearing Site: Detroit, MI
$0
20-0129202/22/2021Claimant(s): Andrew Goldberg
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Metlife Securities.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
$0
20-0228902/22/2021Claimant(s): Mark Zeller
Claimant Lawyers(s): Amy B. Bard
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
$0
20-0295402/22/2021Claimant(s): Michael Darvish
Claimant Lawyers(s): Christopher Seps
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
$0
19-0163002/22/2021Claimant(s): Manuel Diaz
Claimant Lawyers(s): Luis E. Minana
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Gloria O. North, Howard B. Scherer, Brian James Tagtmeier
Hearing Site: San Juan, PR
Checkmark Icon$0
19-0291702/22/2021Claimant(s): Sarah Ihrie
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Interactive Brokers LLC, Vita Intellectus
Respondent Lawyers(s): David Luger, Joshua Label
Arbitrator(s): G. E. Craig Doupe, John M. Casey, David E. Crowe
Hearing Site: Seattle, WA
Checkmark Icon$639,000
20-0177002/19/2021Claimant(s): George Bruneau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ashley Kutz Kelley
Arbitrator(s): Roger A. Geddes
Hearing Site: Phoenix, AZ
$0
20-0183002/19/2021Claimant(s): Mario Govic
Claimant Lawyers(s): Harris Freedman
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
$0
20-0266802/19/2021Claimant(s): Kurt Kempkes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
$0

22,091 Results

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