Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00510 | 03/08/2021 | Claimant(s): Jorge Silva Claimant Lawyers(s): Brad S. Maistrow Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Patricia Kathleen Costello Hearing Site: New York, NY | ||
| 20-01919 | 03/08/2021 | Claimant(s): William Lenihan Claimant Lawyers(s): William O. Lenihan Respondent(s): TCFG Wealth Management Respondent Lawyers(s): Deetra Tesla Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA | ||
| 20-02064 | 03/08/2021 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeff Palmer Arbitrator(s): John F. Duane Hearing Site: New York, NY | ||
| 20-02409 | 03/08/2021 | Claimant(s): Dodee Crockett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-03063 | 03/08/2021 | Claimant(s): John Porter Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-03159 | 03/08/2021 | Claimant(s): Rachel Leventhal Claimant Lawyers(s): Jennifer Woods-Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ | ||
| 18-04020 | 03/08/2021 | Claimant(s): Richard Trust Claimant Lawyers(s): Richard Trust Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Herb Schwartz, Daniel M. Yamshon, Rosalind Ramsey Tyson Hearing Site: San Francisco, CA |  | $298,400 |
| 19-03790 | 03/08/2021 | Claimant(s): Alan Wayne Friesen Revocable Trust, Jacob Gordon Jackson Revocable Trust Claimant Lawyers(s): Alan C. Friedberg Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Charles G. Michaels, Henry R Cox, Leonard M. Goldstein Hearing Site: Denver, CO | | $1,044,840 |
| 20-02897 | 03/08/2021 | Claimant(s): Mohammed Sami Claimant Lawyers(s): Mohammed Sami Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | | $0 |
| 20-03832 | 03/08/2021 | Claimant(s): Jeffrey Sadur Claimant Lawyers(s): Jeffrey R. Sadur Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | | $0 |