Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01493 | 05/17/2024 | Claimant(s): Glen Strauss Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 20-00336 | 05/17/2024 | Claimant(s): Eduardo Augsten, as S.H. Wealthengage, Wealthengage. Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Gustavo Vega Respondent Lawyers(s): Javier J. Rodriguez Arbitrator(s): Paul J. Burkhart, Marie Katz, Franchesca Caminero Hearing Site: Boca Raton, FL | ||
| 23-02497 | 05/17/2024 | Claimant(s): Patrick Durst Claimant Lawyers(s): Brian Luther Respondent(s): Lifemark Securities Corp. Respondent Lawyers(s): Alex Georgiev Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 23-02338 | 05/16/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | ||
| 24-00243 | 05/16/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Carol Miller Respondent Lawyers(s): Carol Suzanne Miller Arbitrator(s): Arthur H. Geffen Hearing Site: Dallas, TX | ||
| 23-01411 | 05/16/2024 | Claimant(s): John Thomas Claimant Lawyers(s): Harris Freedman Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL | ||
| 23-01397 | 05/16/2024 | Claimant(s): Liliana Molina Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Spire Securities Respondent Lawyers(s): Feisal A. Malik Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 23-01807 | 05/16/2024 | Claimant(s): Timothy Kenska Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-02740 | 05/16/2024 | Claimant(s): Donald Durando Claimant Lawyers(s): Joshua Kons Respondent(s): PHX Financial. Respondent Lawyers(s): Kevin Chen Arbitrator(s): Laura Carraher, Nancy Kramer, Maurice W Heller Hearing Site: New York, NY | ||
| 23-02125 | 05/16/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): John Boatright Respondent Lawyers(s): John Richard Boatright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA |