Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03061 | 06/07/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael Lancaster Garcia Hearing Site: Reno, NV | ||
| 20-01450 | 06/04/2021 | Claimant(s): Leticia Santiago Claimant Lawyers(s): Harris Freedman Respondent(s): UBS International. Respondent Lawyers(s): Omar Perez Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 20-02007 | 06/04/2021 | Claimant(s): David Schachter Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 20-02200 | 06/04/2021 | Claimant(s): Christopher DiGregorio Claimant Lawyers(s): Daniel D'Costa Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-02610 | 06/04/2021 | Claimant(s): Walter Suarez Claimant Lawyers(s): Tosh Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Paul C. Tang Hearing Site: New York, NY | ||
| 20-02921 | 06/04/2021 | Claimant(s): Robert Schinsky Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 20-03007 | 06/04/2021 | Claimant(s): Timothy Vanderver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Murphy Arbitrator(s): Michael J. Ahlstrom Hearing Site: Atlanta, GA | ||
| 20-03059 | 06/04/2021 | Claimant(s): Bradley Finnigan Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 19-03746 | 06/04/2021 | Claimant(s): Rex Wolfe Claimant Lawyers(s): Samuel Edwards Respondent(s): Carmine Berardi, Michael Leahy Respondent Lawyers(s): Carmine Berardi, Michael Leahy Arbitrator(s): Daniel D. Hill, Thomas D. Cordell, Mina Banerjee Hearing Site: Houston, TX |  | $240,176 |
| 21-00207 | 06/04/2021 | Claimant(s): Trevor Starnes Claimant Lawyers(s): Trevor Starnes Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA | | $0 |