Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02252 | 08/26/2021 | Claimant(s): James Womack Claimant Lawyers(s): Michael E. Ciochina Respondent(s): Luke McKelvy Respondent Lawyers(s): Connie M. Fickel Arbitrator(s): Mary E. Woytek, Bruce Wayne Campbell, Victoria Liccione Hearing Site: Charlotte, NC | ||
| 20-02285 | 08/26/2021 | Claimant(s): Mathew Schweifler Claimant Lawyers(s): Harry Meyer Respondent(s): Brokersxpress LLC Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | ||
| 20-02404 | 08/26/2021 | Claimant(s): Levant Bishop Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Dalton Kent Securities Group. Respondent Lawyers(s): Edward Olson Arbitrator(s): John Michael Bergin Hearing Site: New York, NY | ||
| 20-02415 | 08/26/2021 | Claimant(s): Levant Bishop Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | ||
| 20-01439 | 08/26/2021 | Claimant(s): Linda Jaremback, Michael Jaremback Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Nanci Sondra Landy, Erika Deutsch Rotbart, Robert Stanley Zack Hearing Site: Boca Raton, FL |  | Expungement |
| 20-01801 | 08/26/2021 | Claimant(s): Carl Williams, Debra Williams Claimant Lawyers(s): Debra R. Williams Respondent(s): David Cooper, Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | | $0 |
| 20-00352 | 08/25/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jeffery D. Rodgers Respondent(s): Jose De La Rosa Garcia Respondent Lawyers(s): Tony Haber Arbitrator(s): Kimberlee Ann Fowler Hearing Site: Boca Raton, FL | ||
| 20-02671 | 08/25/2021 | Claimant(s): Patrick Foley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-03046 | 08/25/2021 | Claimant(s): Corey Daniel Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia Cowart Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 20-03931 | 08/25/2021 | Claimant(s): Jaime Carvallo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Sutton Advisors Respondent Lawyers(s): Robert A. Giacovas Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY |