| 21-01168 | 11/24/2021 | Claimant(s): Abram Hernandez
Claimant Lawyers(s): Alex Farzan
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Steven H. Gentry
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-01204 | 11/23/2021 | Claimant(s): Jordan Cahn
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): David A. Paul
Arbitrator(s): Peter A. Goldman, Mary P. Bass, Jason Scott Eveleth
Hearing Site: New York, NY
| | |
| 20-04190 | 11/23/2021 | Claimant(s): Kyle Wang
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
| | |
| 21-00281 | 11/23/2021 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Amy O. Roberts
Respondent(s): Susan Lawrence
Respondent Lawyers(s): H. Troy Romero
Arbitrator(s): Jeanne C Stilwell, David William Hickman, Charles Scott McClellan
Hearing Site: Seattle, WA
| | |
| 21-00514 | 11/23/2021 | Claimant(s): Matthew Champion
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jason Snyder
Arbitrator(s): Jim Geiger, Thomas E. Webb, Francis Xavior Daumen
Hearing Site: Syracuse, NY
| | |
| 21-00653 | 11/23/2021 | Claimant(s): Lee Hooks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Karl A. Vogeler
Hearing Site: Nashville, TN
| | |
| 21-01191 | 11/23/2021 | Claimant(s): Garrett Bland
Claimant Lawyers(s): Zachary S. Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 19-00896 | 11/23/2021 | Claimant(s): Steven F. Weinstock Trust DTD 10/26/09
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J Borrelli
Arbitrator(s): Philip J. Glick, Michael S. Jordan, Maya Steinitz
Hearing Site: Chicago, IL
| | $450,000 |
| 19-02616 | 11/23/2021 | Claimant(s): Allen Papir
Claimant Lawyers(s): Randall Place
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): R Lee Britton, Will Murphy, Donna Greenspan Solomon
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-03168 | 11/23/2021 | Claimant(s): Angela Dugan, Anthony Ghibesi, The Estate of Ralph Ghibesi, Angela Dugan IRA, Anthony Ghibesi IRA
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | Expungement |
