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FINRA Awards for Steven F. Weinstock Trust DTD 10/26/09

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0089611/23/2021Claimant(s): Steven F. Weinstock Trust DTD 10/26/09
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J Borrelli
Arbitrator(s): Philip J. Glick, Michael S. Jordan, Maya Steinitz
Hearing Site: Chicago, IL
Checkmark Icon$450,000

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