| 21-02218 | 12/15/2021 | Claimant(s): Robin Taliaferro
Claimant Lawyers(s): Stephen Young
Respondent(s): Sutter Securities Incorporated, Sutter Capital Partners
Respondent Lawyers(s): R. Craig Zafis
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
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| 19-01158 | 12/15/2021 | Claimant(s): Victor Alvarez-Mauras
Claimant Lawyers(s): Paul M. Vilaro-Nelms
Respondent(s): Alexander Garcia, Wanda Melendez-Santos, Conjugal Partnership Garcia-Melendez
Respondent Lawyers(s): Sara L. Velez-Santiago
Arbitrator(s): Nancy J. Cliff, Antonio Luis Bisbal-Bultron, Wanda L Esteras
Hearing Site: San Juan, PR
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| 20-00916 | 12/14/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): David Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb
Hearing Site: Boca Raton, FL
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| 21-00430 | 12/14/2021 | Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine L. Handy
Arbitrator(s): Thomas E Shuck
Hearing Site: Los Angeles, CA
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| 21-01322 | 12/14/2021 | Claimant(s): Richard Downer
Claimant Lawyers(s): Zachary Morse
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff P. Palmer
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 21-01323 | 12/14/2021 | Claimant(s): Daniel O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 19-02033 | 12/13/2021 | Claimant(s): Suresh Hathiramani
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Natixis Securities Americas LLC
Respondent Lawyers(s): Robert N. Holtzman
Arbitrator(s): Eric Goldman, Geoffrey M. Elkind, Richard M. Gray
Hearing Site: New York, NY
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| 20-02542 | 12/13/2021 | Claimant(s): Joshua Shapiro
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Annuities Distributors
Respondent Lawyers(s): Ephraim J. Pierre
Arbitrator(s):
Hearing Site: Hartford, CT
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| 21-01429 | 12/13/2021 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 21-01625 | 12/13/2021 | Claimant(s): Ian James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
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