Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00430 | 12/14/2021 | Claimant(s): Eric Silvestre Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Thomas E Shuck Hearing Site: Los Angeles, CA | ||
| 19-02688 | 08/12/2021 | Claimant(s): Deborah Koch, Kenneth Koch, Deborah J. Koch Roth IRA, Kenneth Koch II IRA, Kenneth Koch II Roth IRA, Koch Holdings LLLP Claimant Lawyers(s): Dietrich Epperson Respondent(s): Raymond James Financial Services., Monica Baldwin Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Marilyn R. Lewis, Deanna M. Tuley, Julia Yael Ramos Hearing Site: Cheyenne, WY |  | $165,000 |
| 18-03049 | 04/09/2019 | Claimant(s): Richard Zinman Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Katherine L. Handy Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA |