Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 06-00725 | 08/08/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: |  | Stipulated Award |
| 05-02388 | 08/07/2007 | Claimant(s): E*Trade Securities LLC Claimant Lawyers(s): John Bersin Respondent(s): Robert Pebbles Respondent Lawyers(s): Robert Pebbles Arbitrator(s): Richard L. Oates, F. Guthrie Castle, Jay R. Robinson Hearing Site: Memphis, TN | | $0 |
| 06-00281 | 08/06/2007 | Claimant(s): Elizabeth Purcell Claimant Lawyers(s): Michael B. Roche Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler Hearing Site: Chicago, IL | ||
| 06-04697 | 08/06/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 06-01056 | 08/03/2007 | Claimant(s): Harland L. Beers Rollover IRA Claimant Lawyers(s): Robert J. Pearl Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Thomas K. Potter Arbitrator(s): John Steve Azadian, Russell W. Merriman, Oliver J. Janney Hearing Site: Tampa, FL | | Stipulated Award |
| 06-04764 | 08/03/2007 | Claimant(s): Francis Wanat Claimant Lawyers(s): Debra G. Speyer Respondent(s): Joseph Barile, Essex and York. Respondent Lawyers(s): Joseph R. Barile Arbitrator(s): Charles L. Prothero Hearing Site: Newark, NJ | | $90,000 |
| 06-00020 | 08/03/2007 | Claimant(s): Mary Morford Claimant Lawyers(s): Chandra Parker Doucette Respondent(s): Lauren Ferrante, L&M Financial Services Respondent Lawyers(s): Lauren A. Ferrante Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL | | $175 |
| 05-06260 | 08/02/2007 | Claimant(s): Lorraine Caveness Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel Scott Bookout Arbitrator(s): Lawrence W. Arness, Tim V. Young, David William Russell Hearing Site: Indianapolis, IN | | $298,659 |
| 06-05313 | 08/01/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Respondent Lawyers(s): Arbitrator(s): Hearing Site: | ||
| 07-00078 | 08/01/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): Peter Dolan Respondent Lawyers(s): Peter C. Dolan Arbitrator(s): Dallas Whitney Coffman, Andrew Scott Rogovin, Maxwell J. Mahoney Hearing Site: Boston, MA |