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FINRA Awards for Gerald A. Koris

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0058112/19/2007Claimant(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi
Claimant Lawyers(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi
Respondent(s): Bradford Phillips, Lindsey Riley, FAS Holdings., First Allied Securities.
Respondent Lawyers(s): Eric J.F. Redwine
Arbitrator(s): Gerald A. Koris, Robert E. Lawson, Mason A. Dinehart
Hearing Site: Los Angeles, CA
Checkmark Icon$0
06-0438010/03/2007Claimant(s): Charlotte Lowe, Patrick Lowe
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Gerald A. Koris, Dawn M. Kirchner, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA

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