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FINRA Awards for Lauryn J. Hart

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0339502/04/2009Claimant(s): Jean Nilsson
Claimant Lawyers(s): Paul Sabia
Respondent(s): Anthony Czarzasty, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): William I. Carmen
Hearing Site: Hartford, CT
Checkmark IconStipulated Award and Expungement
07-0311005/22/2008Claimant(s): Toni Ciarlariello
Claimant Lawyers(s): Toni G. Ciarlariello
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0
06-0386910/03/2007Claimant(s): Bernard Hober, Cynthia Hober, John Bernard Hober Custodial, Kendall Anne Hober Custodial
Claimant Lawyers(s): Victor G. Zilinskas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Michael D. Harrison, Arthur F. Brueggeman, Karen A. Lockwood
Hearing Site: Los Angeles, CA
Checkmark Icon$0
05-0603809/24/2007Claimant(s): Christopher Glaub
Claimant Lawyers(s): James C. Steffl
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Edward Rosenbaum, Allan G. Vagstad, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$0

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