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FINRA Awards for Allan G. Vagstad

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0603809/24/2007Claimant(s): Christopher Glaub
Claimant Lawyers(s): James C. Steffl
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Edward Rosenbaum, Allan G. Vagstad, Lee Hornberger
Hearing Site: Detroit, MI
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