| 22-00329 | 10/27/2022 | Claimant(s): Bobby James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Momentum Independent Network
Respondent Lawyers(s): Edward Zusman
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 19-03604 | 10/26/2022 | Claimant(s): Daniel Parker, Edison Parker, Michael Brinton
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Cary Street Partners
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): George Michael Cross, John G. Manley, Karl A. Vogeler
Hearing Site: Nashville, TN
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| 21-01326 | 10/26/2022 | Claimant(s): Blynn Masters
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Don Milich, Raymond, James & Associates.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Jeffrey Alperin
Hearing Site: Atlanta, GA
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| 21-02607 | 10/26/2022 | Claimant(s): Constantine Matsakis
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Nancy E. Watters, John L. Bruch, Cherelle K Donaldson
Hearing Site: Baltimore, MD
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| 22-00017 | 10/26/2022 | Claimant(s): Todd Gautreaux
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): Karen Roberts Washington
Hearing Site: New Orleans, LA
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| 22-00050 | 10/26/2022 | Claimant(s): Deon Jackson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 22-00427 | 10/26/2022 | Claimant(s): Brian Gagnon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gilder Gagnon Howe & Co. LLC
Respondent Lawyers(s): Elizabeth Curran
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 20-01821 | 10/25/2022 | Claimant(s): Kirk Katzburg
Claimant Lawyers(s): Richard L. Herzfeld
Respondent(s): Frank Masiello, Thea D'Adamo, Trademas Inc.
Respondent Lawyers(s): George Brunelle, Robert A. Giacovas
Arbitrator(s): Jill Pilgrim, Anna M. Fanelli, Joseph M. Buffone
Hearing Site: New York, NY
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| 21-00292 | 10/25/2022 | Claimant(s): William Howard
Claimant Lawyers(s): Eric J. Nathan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Lita S. Menkin, Edwin J. Buckley, Brian Francis Pocock
Hearing Site: Atlanta, GA
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| 21-01972 | 10/25/2022 | Claimant(s): Jess Hurst
Claimant Lawyers(s): Brian P. Nally
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Lynn Hirschfeld Brahin, Scott C. Matasar, David Arnold
Hearing Site: Cleveland, OH
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