07-02045 | 01/15/2008 | Claimant(s): Jane Moyle Claimant Lawyers(s): Jane Moyle Respondent(s): WAMU Investments. Respondent Lawyers(s): Susan L. Formaker Arbitrator(s): Ronald O. Bub Hearing Site: San Diego, CA
| | $0 |
03-06262 | 01/14/2008 | Claimant(s): Corene Barr, Richard A. Barr, Corene and Richard Barr Claimant Lawyers(s): Richard A. Barr Respondent(s): Gary Allen, Morgan Stanley DW Inc. Respondent Lawyers(s): Braden O. Wilhelm Arbitrator(s): Jon A. Bostrom, Ernest L. Burnside, Annette Gres Shepherd Hearing Site: Los Angeles, CA
| | $0 |
07-00449 | 01/11/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Ronald Powell Respondent Lawyers(s): Melissa Villarreal Garcia Arbitrator(s): William E. Barker Hearing Site: Dallas, TX
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07-00952 | 01/11/2008 | Claimant(s): Bella Darmon Claimant Lawyers(s): John H. West Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Theodore P. Bell Arbitrator(s): Albert D. Sturtevant Hearing Site: Washington, DC
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05-01070 | 01/11/2008 | Claimant(s): Begum Ahmed Claimant Lawyers(s): Lawrence F. Ruggiero Respondent(s): Abed Mansoor, Pershing LLC, Kashfi Sarker, Donaldson Lufkin & Jenrette Securities, Aim Resources. Respondent Lawyers(s): Abed Mansoor, David Libowsky Arbitrator(s): Melvin Lyon, Dennis C. Meyerson, Ann J. Parks Hearing Site: New York, NY
| | $279,961 |
07-00339 | 01/11/2008 | Claimant(s): Ann Stafford, James Stafford Claimant Lawyers(s): Richard B. Fosher Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): William S. Port Arbitrator(s): Leah A. Murray, Mark E. Kessinger, David B. Lacks Hearing Site: St. Louis, MO
| | $200,000 |
06-04988 | 01/10/2008 | Claimant(s): Michael Young Claimant Lawyers(s): Michael R. Young Respondent(s): First Kentucky Securities Corporation Respondent Lawyers(s): R. Stan Kramer Jr. Arbitrator(s): Carolyn K. Balleisen Hearing Site: Louisville, KY
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07-00451 | 01/10/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Peter Muer Respondent Lawyers(s): Peter M. Muer Arbitrator(s): Harvey Wayne Hearing Site: Boca Raton, FL
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07-00687 | 01/10/2008 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): William Vancleve Respondent Lawyers(s): William Early Vancleve Arbitrator(s): Mark I Preston, Simeon R. Trotter, Preston Deaton Rigsby Hearing Site: Dallas, TX
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07-00874 | 01/10/2008 | Claimant(s): Signal Securities. Claimant Lawyers(s): Gilbert W. Boyce Respondent(s): James Cowan, Wells Real Estate Funds Respondent Lawyers(s): Hazel E. (Lynn) Norris, James Cowan Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC
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