| 07-02045 | 01/15/2008 | Claimant(s): Jane Moyle
Claimant Lawyers(s): Jane Moyle
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Susan L. Formaker
Arbitrator(s): Ronald O. Bub
Hearing Site: San Diego, CA
|  | $0 |
| 03-06262 | 01/14/2008 | Claimant(s): Corene Barr, Richard A. Barr, Corene and Richard Barr
Claimant Lawyers(s): Richard A. Barr
Respondent(s): Gary Allen, Morgan Stanley DW Inc.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Jon A. Bostrom, Ernest L. Burnside, Annette Gres Shepherd
Hearing Site: Los Angeles, CA
| | $0 |
| 07-00449 | 01/11/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Ronald Powell
Respondent Lawyers(s): Melissa Villarreal Garcia
Arbitrator(s): William E. Barker
Hearing Site: Dallas, TX
| | |
| 07-00952 | 01/11/2008 | Claimant(s): Bella Darmon
Claimant Lawyers(s): John H. West
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore P. Bell
Arbitrator(s): Albert D. Sturtevant
Hearing Site: Washington, DC
| | |
| 05-01070 | 01/11/2008 | Claimant(s): Begum Ahmed
Claimant Lawyers(s): Lawrence F. Ruggiero
Respondent(s): Abed Mansoor, Pershing LLC, Kashfi Sarker, Donaldson Lufkin & Jenrette Securities, Aim Resources.
Respondent Lawyers(s): Abed Mansoor, David Libowsky
Arbitrator(s): Melvin Lyon, Dennis C. Meyerson, Ann J. Parks
Hearing Site: New York, NY
| | $279,961 |
| 07-00339 | 01/11/2008 | Claimant(s): Ann Stafford, James Stafford
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): William S. Port
Arbitrator(s): Leah A. Murray, Mark E. Kessinger, David B. Lacks
Hearing Site: St. Louis, MO
| | $200,000 |
| 06-04988 | 01/10/2008 | Claimant(s): Michael Young
Claimant Lawyers(s): Michael R. Young
Respondent(s): First Kentucky Securities Corporation
Respondent Lawyers(s): R. Stan Kramer Jr.
Arbitrator(s): Carolyn K. Balleisen
Hearing Site: Louisville, KY
| | |
| 07-00451 | 01/10/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Peter Muer
Respondent Lawyers(s): Peter M. Muer
Arbitrator(s): Harvey Wayne
Hearing Site: Boca Raton, FL
| | |
| 07-00687 | 01/10/2008 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shea O'Brien Hicks
Respondent(s): William Vancleve
Respondent Lawyers(s): William Early Vancleve
Arbitrator(s): Mark I Preston, Simeon R. Trotter, Preston Deaton Rigsby
Hearing Site: Dallas, TX
| | |
| 07-00874 | 01/10/2008 | Claimant(s): Signal Securities.
Claimant Lawyers(s): Gilbert W. Boyce
Respondent(s): James Cowan, Wells Real Estate Funds
Respondent Lawyers(s): Hazel E. (Lynn) Norris, James Cowan
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC
| | |
