| 07-01189 | 02/14/2008 | Claimant(s): Lisa Lindley
Claimant Lawyers(s): B. Scott Whipple
Respondent(s): Strand, Atkinson, Williams & York
Respondent Lawyers(s): Todd A. Hanchett
Arbitrator(s): Gary N. Hardiman, Keith C. Folkman, Gary F. Purpura
Hearing Site: Portland, OR
| | |
| 05-04256 | 02/14/2008 | Claimant(s): Jose Rivera
Claimant Lawyers(s): Darren C. Blum
Respondent(s): John Elwin, Nicholas Natale, Granite Associates.
Respondent Lawyers(s): John D. Elwin, Nicholas A. Natale
Arbitrator(s): David P. Slater, Richard W. Thornburg, Thomas Roe Oldt
Hearing Site: Orlando, FL
|  | $676,000 |
| 07-02563 | 02/14/2008 | Claimant(s): Estate of Alvinett Neidhart
Claimant Lawyers(s): Pamela Neidhart-Ring
Respondent(s): Scotty Schoettlin, Citicorp Investment Services
Respondent Lawyers(s): Douglas B. Appel, Scotty Schoettlin
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | $17,795 |
| 06-04445 | 02/14/2008 | Claimant(s): American Municipal Securities.
Claimant Lawyers(s): Robert Persante
Respondent(s): Gregg Hollidge, John A. and Drewry Mitchell
Respondent Lawyers(s): Michael T. Medford, Robert Persante
Arbitrator(s): Lynne T. Albert, George Steven Moore, Karen A. West
Hearing Site: Raleigh, NC
| | $0 |
| 05-04806 | 02/13/2008 | Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey M. Sklarz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Jane S. McMahon, William C. Freitag, Brian J. Dunn
Hearing Site: Hartford, CT
| | |
| 07-00183 | 02/13/2008 | Claimant(s): Richard Maclennan
Claimant Lawyers(s): Jeffrey R Hellman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jessica S. Boar
Arbitrator(s):
Hearing Site: Hartford, CT
| | |
| 07-00798 | 02/13/2008 | Claimant(s): John Egri
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut
Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy
Hearing Site: Boca Raton, FL
| | $38,782 |
| 06-04383 | 02/12/2008 | Claimant(s): John Smith
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John F. Fullerton
Arbitrator(s): Thomas E. Haviland, Ronald A. Sirt, Jerome Arthur Connolly
Hearing Site: Chicago, IL
| | |
| 07-01351 | 02/12/2008 | Claimant(s): Anthony Bosco
Claimant Lawyers(s): Anthony Joseph Bosco
Respondent(s): Nationwide Investment Services Corp.
Respondent Lawyers(s): Natalie T. Furniss
Arbitrator(s): Peter L. Pointer, Harlita R. Tomlinson, Christy K. Radigan
Hearing Site: Columbus, OH
| | |
| 07-01794 | 02/12/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jacob Perdie
Respondent Lawyers(s): Jacob Perdie
Arbitrator(s): Michael S. Hill
Hearing Site: Boca Raton, FL
| | |
