| 07-02945 | 04/10/2008 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Samuel Cole
Respondent Lawyers(s): Samuel Cole
Arbitrator(s): Susan J. Buckley
Hearing Site: New York, NY
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| 07-03169 | 04/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Blum
Respondent Lawyers(s): Michael Blum
Arbitrator(s): David L. Hoffberg
Hearing Site: Buffalo, NY
|  | $0 |
| 07-03171 | 04/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Stein
Respondent Lawyers(s): John Stein
Arbitrator(s): Harvey C. Flodin
Hearing Site: San Diego, CA
| | $0 |
| 07-03187 | 04/10/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Gorman
Respondent Lawyers(s): John Gorman
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Hartford, CT
| | $0 |
| 07-02674 | 04/10/2008 | Claimant(s): Martin Schule & Zelda Schule JT TEN
Claimant Lawyers(s): Martin Schule
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai Klaassen
Arbitrator(s): Linda J. Berberian
Hearing Site: Los Angeles, CA
| | $18,850 |
| 06-04530 | 04/10/2008 | Claimant(s): Rendal Dotson
Claimant Lawyers(s): Sandor Grossman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Aaron R. Hartman
Arbitrator(s): John "Jack" W. Rader, Stuart H. Dunn, Carol M. Stoner
Hearing Site: Charleston, WV
| | $0 |
| 07-02675 | 04/10/2008 | Claimant(s): George Allen
Claimant Lawyers(s): George S. Allen
Respondent(s): Citigroup Global Markets., Mark Standard
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
| | $425 |
| 03-00161 | 04/09/2008 | Claimant(s): W. Dal and Peggy J. Berry
Claimant Lawyers(s): Jakes Jordaan
Respondent(s): David Komansky, Deepak Raj, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Betty Santangelo, Joel R. Sharp
Arbitrator(s): William Cavalier, James A. Hayden, Mark L. Williams
Hearing Site: Dallas, TX
| | $0 |
| 07-00293 | 04/09/2008 | Claimant(s): Dale V. Wessel IRA, JoAnn D. Wessel IRA
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Laif Meidell, Associated Securities Corp.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Alexander L. Mazour, David D. Stein, Marilyn Burrill O'Toole
Hearing Site: Reno, NV
| | $0 |
| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
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