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FINRA Awards for John Gorman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0251106/10/2010Claimant(s): AJ Waight, Suann Waight
Claimant Lawyers(s): Mark Schwartz
Respondent(s): John Gorman, Robert Gillette, Tejas Securities Group., Tejas Securities.
Respondent Lawyers(s): Jamie Rose, Robert Edward Gillette, Thomas L. Branch
Arbitrator(s): Raymond C. Kerr, Carlton A. Butler, Austin Martin O'Toole
Hearing Site: Houston, TX
Checkmark Icon$0
07-0318704/10/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Gorman
Respondent Lawyers(s): John Gorman
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Hartford, CT
Checkmark Icon$0

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