06-04641 | 02/25/2008 | Claimant(s): Stanley Stahl, Stanley Stahl Revocable Trust 11/11/03 Claimant Lawyers(s): Scott L. Silver Respondent(s): Brookstreet Securities Corporation Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Michael Lukasievich, Edward Arthur Horton, Lili Ann Olin Hearing Site: Boca Raton, FL
| | $41,250 |
07-01752 | 02/25/2008 | Claimant(s): Ray Debarbieris Claimant Lawyers(s): Ray E. Debarbieris Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): W. William Harness Hearing Site: New Orleans, LA
| | $2,425 |
06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Rivenbark Respondent Lawyers(s): Eric Ryan Rivenbark Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl Hearing Site: Raleigh, NC
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07-00017 | 02/22/2008 | Claimant(s): John Terzis Claimant Lawyers(s): John J. Lynch Respondent(s): Joseph Johnson Respondent Lawyers(s): John S. Burke Arbitrator(s): Ronald A. Lavery, Phillips M. Montross, Elsa Mannarelli Miller Hearing Site: Chicago, IL
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07-01871 | 02/22/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Christopher Keelin Respondent Lawyers(s): Christopher W. Keelin Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee Hearing Site: Birmingham, AL
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07-01874 | 02/22/2008 | Claimant(s): Robert Woods, Todd Slotkin Claimant Lawyers(s): Daniel A. Pollack Respondent(s): Natixis Capital Markets., Natixis Securities North America. Respondent Lawyers(s): Howard J. Rubin Arbitrator(s): Steven J. Petrie, William C. Struyk, John Murray Carroll Hearing Site: New York, NY
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07-02020 | 02/22/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Vanessa Rivera-Laboy Respondent Lawyers(s): Vanessa Rivera-Laboy Arbitrator(s): Jack Stein Hearing Site: San Juan, PR
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07-02532 | 02/22/2008 | Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Giovanni Difiore Respondent Lawyers(s): Gary J. Fernandez Arbitrator(s): Mark E. Larson Hearing Site: Chicago, IL
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03-02675 | 02/22/2008 | Claimant(s): Kamran Tavakoli Claimant Lawyers(s): Steve Buchwalter Respondent(s): John Farahi, Michael Khorsandi, Newpoint Securities Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Robert S. Granas, James M. Mulcahy, Russell T. Doe Hearing Site: Los Angeles, CA
| | Stipulated Award and Expungement |
04-04140 | 02/22/2008 | Claimant(s): Patricia McEvoy Claimant Lawyers(s): Chad N. Cagan Respondent(s): Gregory Wagner, Marcel Wagner, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Arbitrator(s): Jim Geiger, Fred Shinagel, Linda T. Pellegrino Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |