06-04120 | 02/27/2008 | Claimant(s): Genevieve Smith Claimant Lawyers(s): Genevieve Smith Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): A. Keith Logue, Gloria J Liddell, John F. Allgood Hearing Site: Birmingham, AL
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03-08035 | 02/27/2008 | Claimant(s): E*Trade Securities LLC Claimant Lawyers(s): John Bersin Respondent(s): Christina Renee Suh & Cameron Razavi Respondent Lawyers(s): Christina R. Suh Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
| | $0 |
07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen Claimant Lawyers(s): Ross B. Intelisano Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz Hearing Site: New York, NY
| | $500,000 |
06-04970 | 02/27/2008 | Claimant(s): Jerry Brown and Pat Brown, Lonnie and Nettie Brown Claimant Lawyers(s): Glen Scott Love Respondent(s): Citigroup Global Markets., Patrick Holt Respondent Lawyers(s): Patrick T. Holt, Thomas A. Roberts Arbitrator(s): Ron C. Christner, Charles K Reasonover, James Clyde Wainwright Hearing Site: New Orleans, LA
| | $0 |
07-00470 | 02/27/2008 | Claimant(s): Oscar Munguia Claimant Lawyers(s): Oscar R Munguia Respondent(s): John Conroy, Kevin Brennan, Reza Abedi, Benson York Group., New Castle Financial Group Inc. Respondent Lawyers(s): Brett D. Zinner, John J. Conroy, Reza Abedi Arbitrator(s): Thomas E. Shuck, Tina L. Mitchell, Holly Banafsheh Hearing Site: Los Angeles, CA
| | $0 |
07-01276 | 02/26/2008 | Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo Claimant Lawyers(s): Robert W. Goehring Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company Respondent Lawyers(s): James A. McGovern Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer Hearing Site: Pittsburgh, PA
| | $21,500 |
07-02669 | 02/26/2008 | Claimant(s): Gerald Crawford Claimant Lawyers(s): Gerald K. Crawford Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): David Flower Arbitrator(s): Michael J. Fish Hearing Site: San Francisco, CA
| | $0 |
07-02691 | 02/26/2008 | Claimant(s): John Maisano Claimant Lawyers(s): John A. Maisano Respondent(s): Judson Potter, UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Jeffrey R. Martin Hearing Site: Boston, MA
| | $0 |
05-01212 | 02/25/2008 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Michael J. Fortunato Respondent(s): Charles Haraburda, Gregory Elinsky, Michael Botte Respondent Lawyers(s): Michael J. Fortunato, Richard J. Puleo Arbitrator(s): Louis H. Miron, Alan M. Schankel, Gregory Hunter Mathews Hearing Site: Philadelphia, PA
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06-04084 | 02/25/2008 | Claimant(s): Roy Budd Claimant Lawyers(s): Ethan A. Brecher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Dorothy F. Gray, Richard E. Lerner, David I. Goldblatt Hearing Site: New York, NY
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