| 07-00375 | 04/24/2008 | Claimant(s): JoAnne Manchester
Claimant Lawyers(s): J. Benton Stewart
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher J. Gawley
Arbitrator(s): Thomas W. Sinclair, Thomas K. Goldie, Maurice M. Feller
Hearing Site: Orlando, FL
|  | $0 |
| 07-01427 | 04/24/2008 | Claimant(s): Ellen Tedesco, Victor Tedesco
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan
Hearing Site: Pittsburgh, PA
| | $0 |
| 06-02865 | 04/23/2008 | Claimant(s): Frank Palumbo
Claimant Lawyers(s): Scott A. Lucas
Respondent(s): Banc of America Investment Services Inc., Quick and Reilly., Bank of America N.A.a/k/a BOA Corporat, Fleet National Bank
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Burton M. Fendelman, Renee La Verne Ross CFP, Alan Steven Brodherson
Hearing Site: New York, NY
| | |
| 07-03172 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Scott Piper
Respondent Lawyers(s): Scott Piper
Arbitrator(s): Avery B. Goodman
Hearing Site: Denver, CO
| | |
| 07-03173 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Bradley Winer
Respondent Lawyers(s): Bradley Winer
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | $0 |
| 07-03176 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Patton
Respondent Lawyers(s): John Patton
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
| | $0 |
| 04-00393 | 04/23/2008 | Claimant(s): Peter Grymkowski
Claimant Lawyers(s): Bryan C. Altman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Sheldon M. Jaffe, Arthur F. Brueggeman, W. Alex King
Hearing Site: Los Angeles, CA
| | $31,000 |
| 07-00148 | 04/23/2008 | Claimant(s): JT Builders, Joseph Toboni and Mary Toboni
Claimant Lawyers(s): David E. Robbins
Respondent(s): Milestone Financial Services
Respondent Lawyers(s): Barry R. Lax
Arbitrator(s): Steven M. Sherman, Darryl J. Horowitt, Steven K. McGinnis
Hearing Site: San Francisco, CA
| | $0 |
| 07-02924 | 04/23/2008 | Claimant(s): Garland Adams
Claimant Lawyers(s): Milton H Fried
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Carrie J. Bechtold
Arbitrator(s): A. Keith Logue, Irving M. Shlesinger, Thomas Neal Tillery
Hearing Site: Atlanta, GA
| | $0 |
| 07-00969 | 04/22/2008 | Claimant(s): SunTrust Bank, SunTrust Investment Services.
Claimant Lawyers(s): Bradford S. Bernstein
Respondent(s): Andrew Hickey
Respondent Lawyers(s): Daniel S. Fiore
Arbitrator(s): Ida W. Draim, Nickey D. Turner, Kevin D. Judd
Hearing Site: Washington, DC
| | |
