07-00542 | 05/28/2008 | Claimant(s): Andrew Haas Claimant Lawyers(s): Michael Blumenfeld Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael D. Schissel Arbitrator(s): Victoria E. Johnson, Tina L. Mitchell, Laurent C. Vonderweidt Hearing Site: Los Angeles, CA
| | |
07-03156 | 05/28/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Joel Small Respondent Lawyers(s): Joel Small Arbitrator(s): Bonnie K. Wachtel, Daniel T. McHugh, Bonnie Dale King-Rose Hearing Site: Baltimore, MD
| | |
07-01882 | 05/28/2008 | Claimant(s): Robert Forsyth, William Forsyth Claimant Lawyers(s): Charles A. McCallum Respondent(s): Morgan Keegan & Company., Regions Financial Corporation Respondent Lawyers(s): Shea O'Brien Hicks, Stephen A. Rowe Arbitrator(s): Gloria J Liddell, Robert E. Graves, Samuel C. Johnson Hearing Site: Birmingham, AL
| | $18,459 |
07-01953 | 05/28/2008 | Claimant(s): Lisa Hart Claimant Lawyers(s): Richard B. Fosher Respondent(s): Signator Investors. Respondent Lawyers(s): Stephanie P. Karn Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz Hearing Site: Memphis, TN
| | $42,859 |
07-00258 | 05/28/2008 | Claimant(s): Brian G. Herr Rollover IRA, Sheryl L. Herr Rollover IRA Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Laif Meidell Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Cheryl R. Kershner, John J. Fitzpatrick, Alan P. Fraser Hearing Site: Reno, NV
| | $0 |
07-01596 | 05/27/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Brent Lemons Respondent Lawyers(s): Brent Lemons Arbitrator(s): R. Dan Mitchell, Simeon R. Trotter, George F. Longino Hearing Site: Dallas, TX
| | |
02-00787 | 05/27/2008 | Claimant(s): Ronald and Kara Hershey Claimant Lawyers(s): John Thomas Dzialo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Hammitt Respondent Lawyers(s): Peter Brown Dolan Arbitrator(s): David Zollman, Michael D. Harrison, Carl W. Vaicek Hearing Site: Los Angeles, CA
| | $0 |
07-01110 | 05/27/2008 | Claimant(s): Joseph Martelli Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Nicholas Natale, Granite Associates. Respondent Lawyers(s): Nicholas A. Natale Arbitrator(s): Dawn M. Kirchner, Edward A. Trabin, Richard Maurice Robinson Hearing Site: Los Angeles, CA
| | $0 |
06-04186 | 05/23/2008 | Claimant(s): James Sarkauskas, Brokers Turn. Claimant Lawyers(s): Jeffrey J. Scott Respondent(s): First Allied Securities. Respondent Lawyers(s): Matthew J. Smith Arbitrator(s): Robert F. O'Keef, James P. O'Donnell, Richard C. Ninneman Hearing Site: Milwaukee, WI
| | |
07-02897 | 05/23/2008 | Claimant(s): Wachovia Securities, A.G. Edwards & Sons. Claimant Lawyers(s): Katherine B. Harrison Respondent(s): Cathy McJilton, Stifel, Nicolaus & Co.., Denise Gilseth, Kelly Stomgren, Samuel Slayden Respondent Lawyers(s): James A. Hughes, Kenneth C. Mennemeier Arbitrator(s): Harry B. Endsley, Ralph A. Cotton, E. Duane Stephens Hearing Site: San Francisco, CA
| | |