21-01490 | 12/23/2022 | Claimant(s): Randy Erickson Claimant Lawyers(s): Donna Hernandez Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Kathryn Bartolomucci Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Patricia Ann Nolan Hearing Site: Dallas, TX
| | $21,303 |
22-00531 | 12/22/2022 | Claimant(s): Derrick Andrews Claimant Lawyers(s): Samantha Pastor Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV
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22-00723 | 12/22/2022 | Claimant(s): Julian Marturano Claimant Lawyers(s): Brian Luther Respondent(s): Equitable Advisors, Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox, Michael J. Biondi Arbitrator(s): Douglas M. Branson Hearing Site: Pittsburgh, PA
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22-00937 | 12/22/2022 | Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
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22-02260 | 12/22/2022 | Claimant(s): William Shreve Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE
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21-00204 | 12/22/2022 | Claimant(s): Carol Boogher, Joel Boogher Claimant Lawyers(s): Joseph C. Korsak Respondent(s): Michael Nigro, MML Investors Services Respondent Lawyers(s): Barry Temkin, Julie E. Ravis Arbitrator(s): Richard W. Dissen, Michael D. McDowell, Mary Kathleen Mackey Hearing Site: Pittsburgh, PA
| | Expungement |
21-02163 | 12/22/2022 | Claimant(s): Gary Pittman, Sandra Pittman, Publications and Communications., Pittco Ltd. Claimant Lawyers(s): Peter M. Spett Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Keith J. Barnett Arbitrator(s): Hearing Site: Dallas, TX
| | Expungement |
20-02670 | 12/22/2022 | Claimant(s): Moody National DST Sponsor Claimant Lawyers(s): Douglas A. Daniels Respondent(s): Charles Schwab & Co.., Zachariah Bickers Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Stephanie E. Simmons, William Guy Arnot, Stephen Neil Foster Hearing Site: Houston, TX
| | $0 |
20-04189 | 12/22/2022 | Claimant(s): Tika Ventures LLC Claimant Lawyers(s): Michael Hill Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Marc Kalish, Kathy L. Eisenmenger, Donald Dreyfus Hearing Site: Salt Lake City, UT
| | $0 |
22-00948 | 12/21/2022 | Claimant(s): Nick Alexander Claimant Lawyers(s): David Harrison Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA
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