08-04433 | 06/10/2009 | Claimant(s): Jamie Page Claimant Lawyers(s): Jamie K Page Respondent(s): Steven Rosen Respondent Lawyers(s): Adam Kauff Arbitrator(s): Michael E. Rohde Hearing Site: Dallas, TX
| | $12,300 |
08-04491 | 06/10/2009 | Claimant(s): Dan Schmeidler Claimant Lawyers(s): Dan Schmeidler Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Mai Klaassen Arbitrator(s): David W. Casey Hearing Site: Los Angeles, CA
| | $0 |
07-02208 | 06/09/2009 | Claimant(s): Saundra Genoni Claimant Lawyers(s): Christopher Coss Respondent(s): Bradford Shaffer Respondent Lawyers(s): Claudine Q. Homolash Arbitrator(s): Joseph L. Farrell, Richard Frank Colello, Thomas J. Beagan Hearing Site: Philadelphia, PA
| | |
07-03406 | 06/09/2009 | Claimant(s): Gregory Mantor, Ascension Financial Solutions. Claimant Lawyers(s): Benjamin B. Segel Respondent(s): Kenneth Mueller, Heartland Holding Company. Respondent Lawyers(s): Hunter Durham Arbitrator(s): James A. Francis, Arnold M. Malech, Sarah R. Cole Hearing Site: Columbus, OH
| | |
08-01672 | 06/09/2009 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David Belcher Respondent(s): Michael Burns Respondent Lawyers(s): Thomas E. Marshall Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte Hearing Site: Detroit, MI
| | |
08-00892 | 06/09/2009 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Devin Anthony Donohue Respondent(s): Vivine Wang Respondent Lawyers(s): William A. Stahr Arbitrator(s): Larry Edmonson, Ronald E. Ogden, Otis E. Hackett Hearing Site: Los Angeles, CA
| | |
08-04789 | 06/09/2009 | Claimant(s): Harriet Pearlman and Alan Pearlman JT Te Claimant Lawyers(s): Alan Pearlman Respondent(s): Natcity Investments. Respondent Lawyers(s): Joseph S. Simms Arbitrator(s): Stuart Harvey Ziegler Hearing Site: Boca Raton, FL
| | $6,797 |
08-04797 | 06/09/2009 | Claimant(s): Est. of Barbara D. Whitener, by Susan Pa Claimant Lawyers(s): Susan W. Parker Respondent(s): Wachovia Securities, Jason Haney Respondent Lawyers(s): Alan Rafterman Arbitrator(s): Karla Y. Vogel Hearing Site: Atlanta, GA
| | $3,996 |
08-04071 | 06/09/2009 | Claimant(s): Kathleen Bronkalla Claimant Lawyers(s): Kathleen Bronkalla Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Cameron S. Matheson Arbitrator(s): Michael S. Matek, G. Gale Roberson, Scott Stauffer Hearing Site: Chicago, IL
| | $0 |
08-00263 | 06/08/2009 | Claimant(s): Lisa Ditkowsky Claimant Lawyers(s): Kenneth Ditkowsky Respondent(s): Alan Dubrow, David Forlow, Gary Chesin, Melissa Kelpsch, A.G. Edwards & Sons., Robert Batchen Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Wallace H. Hastings, Thomas S. Wallace, Leon Fox Hearing Site: Chicago, IL
| | |