| 08-04433 | 06/10/2009 | Claimant(s): Jamie Page
Claimant Lawyers(s): Jamie K Page
Respondent(s): Steven Rosen
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael E. Rohde
Hearing Site: Dallas, TX
|  | $12,300 |
| 08-04491 | 06/10/2009 | Claimant(s): Dan Schmeidler
Claimant Lawyers(s): Dan Schmeidler
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai Klaassen
Arbitrator(s): David W. Casey
Hearing Site: Los Angeles, CA
| | $0 |
| 07-02208 | 06/09/2009 | Claimant(s): Saundra Genoni
Claimant Lawyers(s): Christopher Coss
Respondent(s): Bradford Shaffer
Respondent Lawyers(s): Claudine Q. Homolash
Arbitrator(s): Joseph L. Farrell, Richard Frank Colello, Thomas J. Beagan
Hearing Site: Philadelphia, PA
| | |
| 07-03406 | 06/09/2009 | Claimant(s): Gregory Mantor, Ascension Financial Solutions.
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kenneth Mueller, Heartland Holding Company.
Respondent Lawyers(s): Hunter Durham
Arbitrator(s): James A. Francis, Arnold M. Malech, Sarah R. Cole
Hearing Site: Columbus, OH
| | |
| 08-01672 | 06/09/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David Belcher
Respondent(s): Michael Burns
Respondent Lawyers(s): Thomas E. Marshall
Arbitrator(s): John R. Main, Norman A. Samson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | |
| 08-00892 | 06/09/2009 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Devin Anthony Donohue
Respondent(s): Vivine Wang
Respondent Lawyers(s): William A. Stahr
Arbitrator(s): Larry Edmonson, Ronald E. Ogden, Otis E. Hackett
Hearing Site: Los Angeles, CA
| | |
| 08-04789 | 06/09/2009 | Claimant(s): Harriet Pearlman and Alan Pearlman JT Te
Claimant Lawyers(s): Alan Pearlman
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
| | $6,797 |
| 08-04797 | 06/09/2009 | Claimant(s): Est. of Barbara D. Whitener, by Susan Pa
Claimant Lawyers(s): Susan W. Parker
Respondent(s): Wachovia Securities, Jason Haney
Respondent Lawyers(s): Alan Rafterman
Arbitrator(s): Karla Y. Vogel
Hearing Site: Atlanta, GA
| | $3,996 |
| 08-04071 | 06/09/2009 | Claimant(s): Kathleen Bronkalla
Claimant Lawyers(s): Kathleen Bronkalla
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Michael S. Matek, G. Gale Roberson, Scott Stauffer
Hearing Site: Chicago, IL
| | $0 |
| 08-00263 | 06/08/2009 | Claimant(s): Lisa Ditkowsky
Claimant Lawyers(s): Kenneth Ditkowsky
Respondent(s): Alan Dubrow, David Forlow, Gary Chesin, Melissa Kelpsch, A.G. Edwards & Sons., Robert Batchen
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Wallace H. Hastings, Thomas S. Wallace, Leon Fox
Hearing Site: Chicago, IL
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