| 18-00329 | 08/06/2019 | Claimant(s): Branda Allen, David Meske, John Riley, Joshua Allen, Philip Susi, Robert Mitchell
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Securities America.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Gregory Hunter Mathews, Sarah R. Cole, Randolph Carson Wiseman
Hearing Site: Columbus, OH
| | |
| 17-02179 | 09/13/2018 | Claimant(s): Margaret Higginbotham, The Margaret C. Higginbotham Trust
Claimant Lawyers(s): David Meyer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Robert J. Scafuri, Joseph R. Soraghan, Sarah R. Cole
Hearing Site: Columbus, OH
|  | Expungement |
| 10-05138 | 05/16/2013 | Claimant(s): Bonnie Shaw, Thomas Shaw
Claimant Lawyers(s): Geoffrey C. Brown
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Dominick F. Evangelista
Arbitrator(s): Mary D. Stevenson, Sarah R. Cole, John T. Meredith
Hearing Site: Columbus, OH
| | Expungement |
| 07-03406 | 06/09/2009 | Claimant(s): Gregory Mantor, Ascension Financial Solutions.
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kenneth Mueller, Heartland Holding Company.
Respondent Lawyers(s): Hunter Durham
Arbitrator(s): James A. Francis, Arnold M. Malech, Sarah R. Cole
Hearing Site: Columbus, OH
| | |
