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FINRA Awards for Arnold M. Malech

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0078001/19/2010Claimant(s): Joe Carico
Claimant Lawyers(s): Douglas V. Reynolds
Respondent(s): Marsha Adkins, Merrill Lynch Pierce Fenner & Smith Inc., Robert Powers
Respondent Lawyers(s): John A. Rollins, Terry R. Weiss
Arbitrator(s): Arnold M. Malech, Donald B. Vaden, Harold Dean Tolbert
Hearing Site: Charleston, WV
Checkmark Icon$0
07-0340606/09/2009Claimant(s): Gregory Mantor, Ascension Financial Solutions.
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Kenneth Mueller, Heartland Holding Company.
Respondent Lawyers(s): Hunter Durham
Arbitrator(s): James A. Francis, Arnold M. Malech, Sarah R. Cole
Hearing Site: Columbus, OH

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