Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00329 | 08/06/2019 | Claimant(s): Branda Allen, David Meske, John Riley, Joshua Allen, Philip Susi, Robert Mitchell Claimant Lawyers(s): Dennis J. Concilla Respondent(s): Securities America. Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Gregory Hunter Mathews, Sarah R. Cole, Randolph Carson Wiseman Hearing Site: Columbus, OH | ||
| 17-01184 | 05/25/2018 | Claimant(s): Agnes Harris, Donald Harris, Trustees of their Retirement Accounts, Trustees of Their Family Trust Claimant Lawyers(s): Stuart R. Berkowitz Respondent(s): LPL Financial LLC, Robert Mitchell Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Michael L. Lyons, Tracy L. Allen, Brian Clinton Underwood Hearing Site: St. Louis, MO |  | Expungement |