FINRA Awards for Geoffrey C. Brown

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-05138	05/16/2013	Claimant(s): Bonnie Shaw, Thomas Shaw Claimant Lawyers(s): Geoffrey C. Brown Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Mary D. Stevenson, Sarah R. Cole, John T. Meredith Hearing Site: Columbus, OH		Expungement
07-02938	10/07/2008	Claimant(s): Antoinette Peltz, Jeffrey Peltz Claimant Lawyers(s): Geoffrey C. Brown Respondent(s): Mark Moyer, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Richard W. Gambs, Harlita R. Tomlinson, William Culver Hearing Site: Columbus, OH		$51,400