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FINRA Awards for David W. Casey

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0334003/23/2012Claimant(s): Patricia Towler
Claimant Lawyers(s): Patricia Ann Towler
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): David W. Casey
Hearing Site: Los Angeles, CA
Checkmark Icon$5,325
09-0205911/18/2010Claimant(s): William Quiros
Claimant Lawyers(s): David Gurnick
Respondent(s): Kevin Caputo, Merrill Lynch Pierce Fenner & Smith Inc., Steven Port
Respondent Lawyers(s): Christine A. Page, Susan L. Hoffman
Arbitrator(s): Barbara Faye Vosen, David W. Casey, Walter R. Whitman
Hearing Site: Los Angeles, CA
Checkmark Icon$500,000
08-0449106/10/2009Claimant(s): Dan Schmeidler
Claimant Lawyers(s): Dan Schmeidler
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai Klaassen
Arbitrator(s): David W. Casey
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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