| 09-02345 | 10/22/2009 | Claimant(s): Robert Bolebruch
Claimant Lawyers(s): Robert Anthony Bolebruch
Respondent(s): Sandgrain Securities.
Respondent Lawyers(s): Peter D. Grassel
Arbitrator(s): Linda R. Alpert
Hearing Site: New York, NY
| | |
| 09-00912 | 10/22/2009 | Claimant(s): BBVA Securities of Puerto Rico.
Claimant Lawyers(s): Sonia Marbarak
Respondent(s): Ramon Cantero-Frau
Respondent Lawyers(s): Alexis Fuentes-Hernandez
Arbitrator(s): Monroe Mitchel
Hearing Site: San Juan, PR
|  | |
| 08-02325 | 10/22/2009 | Claimant(s): Pamela Whitney
Claimant Lawyers(s): Steven M. Harris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Estate of Mary Whitney, Estate of Suzanne Whitney
Respondent Lawyers(s): Steven M. Harris, Tara A. LaClair
Arbitrator(s): Robert D. Garrett, Billy H. Ware, G. Maynard Green
Hearing Site: Oklahoma City, OK
| | $0 |
| 09-02309 | 10/22/2009 | Claimant(s): Anthony R. Bonello
Claimant Lawyers(s): Anthony R. Bonnello
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Elizabeth K. Norsworthy
Hearing Site: Montpelier, VT
| | $0 |
| 09-02395 | 10/22/2009 | Claimant(s): Audrey Wolfe
Claimant Lawyers(s): Audrey Wolfe
Respondent(s): Joseph Headlee, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Elmer G. Cowan
Hearing Site: Pittsburgh, PA
| | $0 |
| 07-03558 | 10/21/2009 | Claimant(s): Jules Fox
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Timothy Ruggiero, Brookshire Securities Corporation
Respondent Lawyers(s): Timothy Burke Ruggiero
Arbitrator(s): Robert B. Kane, Paul W. Sterman, Joyce N. Brown
Hearing Site: Boca Raton, FL
| | Stipulated Award |
| 08-00752 | 10/21/2009 | Claimant(s): John Deakin
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): James Pecoraro, John Parmigiani, J.P. Turner & Company, L.L.C., Reagan Financial Group
Respondent Lawyers(s): Compliance Officer, Jonathan A. Kurta
Arbitrator(s): Kenneth L. Stewart, Jill I. Gross, Mindi R. Parrott
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 08-04361 | 10/21/2009 | Claimant(s): David Durdon
Claimant Lawyers(s): Irwin G. Stein
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Sandra Lee Dolan, Cynthia R. Pinkney, Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $0 |
| 08-00693 | 10/20/2009 | Claimant(s): Tara Gutierrez-Maddi
Claimant Lawyers(s): Kirk D. Holman
Respondent(s): Brian Wall, A.G. Edwards & Sons.
Respondent Lawyers(s): Christi Hilker Vaglio, Jeffrey Hanslick
Arbitrator(s): Leah A. Murray, Michael D. Fitzgerald, Gerald Francis Lamberti
Hearing Site: Kansas City, MO
| | |
| 08-03237 | 10/20/2009 | Claimant(s): David Medina
Claimant Lawyers(s): Joni M Fixel
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Norman D. Hawkins
Arbitrator(s): Robert A. Vogler, Barry Goldman, John A. Cook
Hearing Site: Detroit, MI
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