| 08-04804 | 11/08/2010 | Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern
Hearing Site: Ft. Lauderdale, FL
|  | $0 |
| 08-05821 | 11/08/2010 | Claimant(s):
Claimant Lawyers(s):
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s):
Hearing Site:
| | $0 |
| 09-05821 | 11/08/2010 | Claimant(s): Robert Hoge
Claimant Lawyers(s): Robert H. McKnight
Respondent(s): Christopher Payne, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris
Hearing Site: Atlanta, GA
| | $0 |
| 09-01610 | 11/05/2010 | Claimant(s): Kevin Doyle
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Donald Wojnowski, Timothy Moyer, Vlad Uchenik, Empire Financial Group.
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | |
| 08-03174 | 11/05/2010 | Claimant(s): Leon Kaplan
Claimant Lawyers(s): Cary S. Lapidus
Respondent(s): David Lowi, Jeffrey Green, William Evans, III, Stone & Youngberg LLC
Respondent Lawyers(s): Cara L. Finan
Arbitrator(s): Donald S. Green, James S. Martin, Stephen A. Field
Hearing Site: San Francisco, CA
| | Expungement |
| 08-04753 | 11/05/2010 | Claimant(s): The Irina Aronson Irrevocable Trust
Claimant Lawyers(s): Gregg Scott Goodman
Respondent(s): Tod Bretton, Friedman, Schnaier & Associates
Respondent Lawyers(s): Michael P. Gilmore, Tod Bretton
Arbitrator(s): William J. Crowe, Robert M. Goldstein, Wallace Anthony Showman
Hearing Site: New York, NY
| | $175,300 |
| 09-03651 | 11/05/2010 | Claimant(s): Anne Flannery, Francis Flannery
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bryan I. Reyhani
Arbitrator(s): Robert Youdelman, Jeffrey F. Friedman, Wayne I. Harris
Hearing Site: New York, NY
| | $0 |
| 09-04531 | 11/05/2010 | Claimant(s): Bonnie Shoultz
Claimant Lawyers(s): Julie McCawley-Self
Respondent(s): Christopher Kozo, Wachovia Securities, Joshua Billauer, Ralph Bryan, Robert Wolter
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy J. Spieczny
Hearing Site: San Diego, CA
| | $0 |
| 09-04569 | 11/05/2010 | Claimant(s): Lillian Ulissey, Lillian Ulissey Trust dtd 6/22/07
Claimant Lawyers(s): Edward B. Lowry
Respondent(s): Valentino Taddei, Edelman Financial Services
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Maurice R. Dunie, Stephanie Wagner Ketchum, Judith B. Ittig
Hearing Site: Washington, DC
| | $0 |
| 09-05060 | 11/04/2010 | Claimant(s): Syed Haider
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Vicki Z. Holleman, Michael E. Olney, Paul R. Walsh
Hearing Site: New York, NY
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