| 15-03136 | 04/19/2017 | Claimant(s): Edina Allen, Robert Allen, Edina C. Allen Revocable Trust, Robert C. Allen Revocable Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Louise B. Zeuli, Raymond E. Cornelius, Robert Francis Roland
Hearing Site: Orlando, FL
|  | $0 |
| 15-02075 | 04/12/2017 | Claimant(s): Brantley, LTD
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Scott Taddonio, Richard Hunt Crockett, Zachary T. Bader
Arbitrator(s): Avery B. Goodman
Hearing Site: Orlando, FL
| | $202,620 |
| 16-01061 | 04/03/2017 | Claimant(s): Kenneth Wheeler
Claimant Lawyers(s): Kenneth Bert Wheeler
Respondent(s): CSSC Brokerage Services.
Respondent Lawyers(s): Jennifer Larose
Arbitrator(s): Stuart Harvey Ziegler
Hearing Site: Orlando, FL
| | |
| 15-01279 | 03/27/2017 | Claimant(s): Mauricio Cardenas
Claimant Lawyers(s): Chase Carlson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Richard J. Fuller, Clarence B. Johnson, CLU, ChFC, Sammia Pratt
Hearing Site: Orlando, FL
| | |
| 15-01280 | 03/09/2017 | Claimant(s): Michael Montalvo
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Mark R. Topper, Thomas Roe Oldt, Ronald Charles Waters
Hearing Site: Orlando, FL
| | |
| 14-02259 | 02/13/2017 | Claimant(s): Judy Vermillion, H.O. Vermilion Trust
Claimant Lawyers(s): Judy L. Vermillion
Respondent(s): Daniel Deighan
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mauricio Arcadier, Alan E. Linden, Brian Gerard Curtis
Hearing Site: Orlando, FL
| | $0 |
| 14-02885 | 01/27/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew R. Froman
Respondent(s): Peggy Thorlton
Respondent Lawyers(s): Robert W. Pearce
Arbitrator(s): Michael W. Brody, Theodore Haynes, Brandon Scott Peters
Hearing Site: Orlando, FL
| | |
| 15-02593 | 12/05/2016 | Claimant(s): Michael Studley
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin Linehan
Arbitrator(s): Stuart K. Furman, A. Michelle Jernigan, Rose Erika Kennedy
Hearing Site: Orlando, FL
| | Expungement |
| 15-02664 | 10/24/2016 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Kevin Farrow
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert Finder, Lane A. Fentriss, Ronald Charles Waters
Hearing Site: Orlando, FL
| | |
| 16-00467 | 10/10/2016 | Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
