Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00001 | 01/07/2020 | Claimant(s): Gigi Jordan Claimant Lawyers(s): Daniel Kornstein Respondent(s): Rose Cohen, J.P. Morgan Securities Inc Respondent Lawyers(s): Eugene Small Arbitrator(s): Howard L. Sobel, Martin A. Edelstein, Jill I. Gross Hearing Site: New York, NY |  | Lack Jurisdiction (Rule 12200/12201) |
| 19-00806 | 01/07/2020 | Claimant(s): Lyudmila Lankin Claimant Lawyers(s): Lyudmila Lankin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | | $0 |
| 17-00688 | 01/06/2020 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): William Hood Respondent Lawyers(s): Kevin S. Reed Arbitrator(s): Kenneth Diamond, Anna M. Fanelli, Robert E. Anderson Hearing Site: New York, NY | ||
| 18-02246 | 01/06/2020 | Claimant(s): Kevin Yang Claimant Lawyers(s): David E. Robbins Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Scarlett L. Freeman Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 19-01704 | 01/06/2020 | Claimant(s): Shi Zhou Claimant Lawyers(s): David E. Robbins Respondent(s): Wilmington Capital Securities Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY | ||
| 18-02815 | 01/03/2020 | Claimant(s): Brian Mckenna Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): OTR Global Trading LLC Respondent Lawyers(s): Daniel D. Barnes Arbitrator(s): Peter A. Seibel, Brian John Gallagher, Jerome Francis Cangialosi Hearing Site: New York, NY | ||
| 19-02043 | 01/03/2020 | Claimant(s): Mitchell Hassenbein Claimant Lawyers(s): Faun Marie Phillipson Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Michele S. Riley Hearing Site: New York, NY | ||
| 19-02157 | 01/03/2020 | Claimant(s): Charles Chan Claimant Lawyers(s): Joel M. Everest Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Patricia Kathleen Costello Hearing Site: New York, NY | ||
| 16-03088 | 01/02/2020 | Claimant(s): Eddy Santos Claimant Lawyers(s): Eddy E. Santos Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Rima F. Hartman Arbitrator(s): Eva H. Posman, Jeffrey P. Bachmann, Amy Banet Hearing Site: New York, NY | ||
| 19-00448 | 12/26/2019 | Claimant(s): Joon Rhee Claimant Lawyers(s): Craig Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Thomas Tiernan Arbitrator(s): William G. Binckes Hearing Site: New York, NY |