Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00077 | 07/08/2020 | Claimant(s): Robert Cavanagh Claimant Lawyers(s): Michael Shannon Respondent(s): David Lerner Associates. Respondent Lawyers(s): Joseph Pickard Arbitrator(s): Michael H DuBoff Hearing Site: New York, NY |  | Expungement |
| 20-00190 | 07/08/2020 | Claimant(s): Neil Canell Claimant Lawyers(s): Kurt Kalberer Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan Claimant Lawyers(s): David B Newman Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster Hearing Site: New York, NY | | Settlement |
| 19-03036 | 07/02/2020 | Claimant(s): Steven Kavall Claimant Lawyers(s): Seth E. Lipner Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jamie L. Helman Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-02399 | 06/26/2020 | Claimant(s): Stephen Caruso Claimant Lawyers(s): Jenice L. Malecki Respondent(s): Tamara Skliar Respondent Lawyers(s): Tamara Skliar Arbitrator(s): Harvey Barrison, Shelley Teitelbaum, Howard L. Sobel Hearing Site: New York, NY | | Expungement |
| 19-02866 | 06/25/2020 | Claimant(s): Maxim Yutsis Claimant Lawyers(s): Joshua A. Katz Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-03686 | 06/24/2020 | Claimant(s): Robert Santillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Anna Matsuo Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-02911 | 06/22/2020 | Claimant(s): Joseph Medina Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Chase Investment Services Corp., Gilford Securities Incorporated Respondent Lawyers(s): Bonnie Sachs, Michael H. Gibson Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 19-03310 | 06/19/2020 | Claimant(s): Steven Southworth Claimant Lawyers(s): Frances Menzer Respondent(s): Cowen and Company Respondent Lawyers(s): Steven Cohen Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-02413 | 06/17/2020 | Claimant(s): Rinico Sawyer Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Domenic C. Cervoni Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY |