Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03722 | 08/03/2020 | Claimant(s): Kenneth Margolis, Richard Luftig, Castle Placement Group, Castle Placement Claimant Lawyers(s): James Halter Respondent(s): Citadel Servicing Corporation Respondent Lawyers(s): Chetna Vora Arbitrator(s): Thomas Allan Dubbs, Peter A. Goldman, Ronald Harris Kisner Hearing Site: New York, NY | ||
| 20-00529 | 07/27/2020 | Claimant(s): Samuel Boodman IRA Claimant Lawyers(s): Samuel Boodman Respondent(s): Muriel Siebert & Co.. Respondent Lawyers(s): Ronald R. Bono Arbitrator(s): Dora M. Lassinger Hearing Site: New York, NY |  | $0 |
| 19-00609 | 07/24/2020 | Claimant(s): Tastyworks. Claimant Lawyers(s): John J. Muldoon Respondent(s): Ksenia Pasochnik Respondent Lawyers(s): Ksenia Pasochnik Arbitrator(s): Edmund Timothy Donovan Hearing Site: New York, NY | | $0 |
| 19-03022 | 07/24/2020 | Claimant(s): Daniel Dvorznak Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp., J.D. Nicholas & Associates. Respondent Lawyers(s): James Dolan, Timothy Treble Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 20-00789 | 07/23/2020 | Claimant(s): Christopher Battaglia Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 20-00634 | 07/22/2020 | Claimant(s): Ashley Desilets Claimant Lawyers(s): Ashley N. Desilets Respondent(s): David Lerner Associates., Maxim Tulupnikoff Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Mitchell Regenbogen Hearing Site: New York, NY | | $0 |
| 19-03021 | 07/20/2020 | Claimant(s): James Dolan Claimant Lawyers(s): Irwin Weltz Respondent(s): Trident Partners Ltd. Respondent Lawyers(s): Nicholas Scavone Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | ||
| 19-03656 | 07/17/2020 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert J. Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 20-00191 | 07/17/2020 | Claimant(s): Jason Latos Claimant Lawyers(s): Kurt Kalberer Respondent(s): J.P. Morgan Securities Inc Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 19-02957 | 07/15/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY |