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FINRA Awards for New York, NY

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Displaying 861-870 out of 3,546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0012609/18/2020Claimant(s): Anthony Caravetta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0066009/18/2020Claimant(s): Daniel Nawrocki
Claimant Lawyers(s): John D. Singer
Respondent(s): Cowen and Company
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
20-0071409/17/2020Claimant(s): Christopher Scalese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
20-0053409/17/2020Claimant(s): Patricia Caporizzo
Claimant Lawyers(s): Patricia A Caporizzo
Respondent(s): Alan Sokol, Carl Susnitzky, Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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19-0327609/16/2020Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
19-0364709/10/2020Claimant(s): Wayde Walker
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Casimir Capital L.P.
Respondent Lawyers(s): Richard Sands
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
19-0267208/28/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Peter Pavlakis
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Richard W. Cutler, Patricia Kathleen Costello, Leland Harris
Hearing Site: New York, NY
19-0337508/28/2020Claimant(s): Paul Selvin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY
19-0261508/26/2020Claimant(s): John Melchior
Claimant Lawyers(s): Michael B. Ranis
Respondent(s): New York Life Insurance Company
Respondent Lawyers(s): Michael Banks
Arbitrator(s): Robert J. Kheel, Michael S. Lazan, Pierre F. de Ravel d'Esclapon
Hearing Site: New York, NY
19-0303808/26/2020Claimant(s): Paul Colchamiro
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY

3,546 Results

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