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FINRA Awards for Alan Sokol

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0053409/17/2020Claimant(s): Patricia Caporizzo
Claimant Lawyers(s): Patricia A Caporizzo
Respondent(s): Alan Sokol, Carl Susnitzky, Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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