Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00828 | 12/23/2020 | Claimant(s): James Lombardo Claimant Lawyers(s): Tosh Grebenik Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00949 | 12/23/2020 | Claimant(s): Anil Jethmal Claimant Lawyers(s): Tosh Grebenik Respondent(s): Solid ISG Capital Markets, Westrock Advisors. Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY | ||
| 20-01758 | 12/23/2020 | Claimant(s): Richard Eller Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-02228 | 12/23/2020 | Claimant(s): Joseph Dimauro Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY | ||
| 20-02568 | 12/23/2020 | Claimant(s): Beatriz Vida Claimant Lawyers(s): Laura T. Ruiz Rivera Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 20-00504 | 12/22/2020 | Claimant(s): Matthew Eitner Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Harvey Barrison Hearing Site: New York, NY | ||
| 20-02193 | 12/22/2020 | Claimant(s): Jeffrey Karitis Claimant Lawyers(s): Amy B. Bard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 19-03441 | 12/18/2020 | Claimant(s): John Miller Claimant Lawyers(s): Andrew J. Rodgers Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Leona Beane, Amy Jill Baranoff, Patricia Kathleen Costello Hearing Site: New York, NY |  | $0 |
| 19-02723 | 12/17/2020 | Claimant(s): Keith Goggin Claimant Lawyers(s): Stephen J. Nelson Respondent(s): James Durkin, Integral Derivatives Respondent Lawyers(s): Gary M. Miller, Todd C. Jacobs Arbitrator(s): Paul C. Tang, Kathleen Cawley, John Michael Richardson Hearing Site: New York, NY | ||
| 20-01697 | 12/17/2020 | Claimant(s): Chander Goel Claimant Lawyers(s): Richard D. DeVita Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard Lubarsky Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY |