Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02516 | 01/29/2021 | Claimant(s): Adam Langer Claimant Lawyers(s): Ross J. Kartez Respondent(s): Adam Lang, Charles Natt, Morgan Stanley, John Topham Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY |  | $300 |
| 20-02229 | 01/28/2021 | Claimant(s): Joseph Dimauro Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 20-01464 | 01/27/2021 | Claimant(s): Pedro Dias Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-01728 | 01/26/2021 | Claimant(s): Herbert Cohen Claimant Lawyers(s): Christopher J. Gray Respondent(s): National Securities Corporation, Scott Matalon Respondent Lawyers(s): Frank J. Cuccio, Fred Knopf Arbitrator(s): Fern Sue Reidman, Ellyn S. Roth, Anna Lascar Hearing Site: New York, NY | | Expungement |
| 20-00659 | 01/25/2021 | Claimant(s): James Faddy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SEG Capital Respondent Lawyers(s): Legal Department Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-01949 | 01/22/2021 | Claimant(s): Frank Polk Claimant Lawyers(s): Brian Luther Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Matthew Fenster Hearing Site: New York, NY | ||
| 20-02244 | 01/22/2021 | Claimant(s): Gary Nuccio Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 20-01132 | 01/20/2021 | Claimant(s): Nicholas Tsikitas Claimant Lawyers(s): Irwin Weltz Respondent(s): J.D. Nicholas & Associates. Respondent Lawyers(s): Corporate Office Aegis Capital Corp Arbitrator(s): Richard Gee Hearing Site: New York, NY | ||
| 20-02321 | 01/20/2021 | Claimant(s): ChoiceTrade Claimant Lawyers(s): Neville Golvala Respondent(s): Precision Securities Respondent Lawyers(s): Heather B. Middleton Arbitrator(s): Joel Levinson, John B. Myers, Joan Ellen Hoffman Hearing Site: New York, NY |