Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01566 | 02/08/2021 | Claimant(s): Jeffrey Diaz Claimant Lawyers(s): Jeffrey Diaz Respondent(s): WTS Proprietary Trading Group LLC Respondent Lawyers(s): Peter Discenza Arbitrator(s): Robert L. Palleschi, Khadijah B. Matin, Daniel Robbins Hearing Site: New York, NY | ||
| 20-01664 | 02/04/2021 | Claimant(s): Jeffrey Diamond, Zachary Morris Claimant Lawyers(s): Eugene L. Small Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Thomas M. Amadio, Josian Antoine, Kent L. Benziger Hearing Site: New York, NY | ||
| 19-02415 | 02/04/2021 | Claimant(s): Mary Anne Cunney Claimant Lawyers(s): Alan L. Frank Respondent(s): Amy Curley, Morgan Stanley, Raymond George Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Elizabeth Gilbert, Eugene G. P. Byrne, Sofia Balile Hearing Site: New York, NY |  | $309,038 |
| 20-02081 | 02/03/2021 | Claimant(s): Dominick Diorio Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-02363 | 02/03/2021 | Claimant(s): Kamesh Nagarajan Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): William E. Nuckel Hearing Site: New York, NY | ||
| 20-03360 | 02/03/2021 | Claimant(s): Gary Mass Claimant Lawyers(s): Gary Mass Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John Michael Bergin Hearing Site: New York, NY | | $0 |
| 20-01128 | 01/29/2021 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay Allan Ambroson Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-01927 | 01/29/2021 | Claimant(s): Brandon Sobel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02448 | 01/29/2021 | Claimant(s): Brian Schiller Claimant Lawyers(s): Amy B. Bard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-02269 | 01/29/2021 | Claimant(s): Liam Glynn Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Network 1 Financial Securities Inc. Respondent Lawyers(s): Joseph C. Cascarelli Arbitrator(s): Sam Antar Hearing Site: New York, NY | | $0 |