| 21-02826 | 05/19/2022 | Claimant(s): David H. Savetz
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Julian F. Santos, Roy Lukins Rowsell, Gregg Lance Zeoli
Hearing Site: New York, NY
| | |
| 22-00042 | 05/19/2022 | Claimant(s): Futu Inc.
Claimant Lawyers(s): Jonah Hecht
Respondent(s): Andy Chou
Respondent Lawyers(s): Andy Chou
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
|  | $51,450 |
| 22-00013 | 05/18/2022 | Claimant(s): Michael Orr
Claimant Lawyers(s): Michael Orr
Respondent(s): Laurence Allen, Michael Schunk, NYPPEX
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny
Hearing Site: New York, NY
| | Expungement |
| 18-03981 | 05/17/2022 | Claimant(s): Anthony Dertouzos
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): David Carroll, David Kowach, Wells Fargo Advisors, Wells Fargo Clearing Services, Mary Mack
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Emad A. Zikry, James M. Rhodes, David John Reilly
Hearing Site: New York, NY
| | |
| 21-02701 | 05/16/2022 | Claimant(s): Robert Iannazzo
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Howard J. Stiefel
Hearing Site: New York, NY
| | |
| 21-02316 | 05/13/2022 | Claimant(s): Thomas Moore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
| | |
| 21-00969 | 05/10/2022 | Claimant(s): Daniel Thielemann
Claimant Lawyers(s): David Fish
Respondent(s): Cantor Fitzgerald Securities
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Michael J. Maran, Marjorie Levine, Loretta Yin
Hearing Site: New York, NY
| | |
| 21-02391 | 05/09/2022 | Claimant(s): Steven Rapoport
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): DPEC Capital., Westrock Advisors.
Respondent Lawyers(s): Keith Fasano, Louis J. Rich
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 21-02209 | 05/06/2022 | Claimant(s): Mark Beloyan
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Cronus Equity
Respondent Lawyers(s): Kennan E. Kaeder
Arbitrator(s): Edward F. Zagajeski
Hearing Site: New York, NY
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