Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02316 | 05/13/2022 | Claimant(s): Thomas Moore Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Ronald Harris Kisner Hearing Site: New York, NY | ||
| 11-04310 | 05/21/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Thomas Moore Respondent Lawyers(s): Thomas Chapley Moore Arbitrator(s): Stephen P. Hoffman, Charles Sydnor Thompson, David M. Finkel Hearing Site: Charlotte, NC |