Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02520 | 03/04/2015 | Claimant(s): Terry Hollar Claimant Lawyers(s): Roger N. Walter Respondent(s): Michael Gerken, Stephen Molen, Thrivent Investment Management Inc. Respondent Lawyers(s): Eric Martin Arbitrator(s): C. Marcus Harris, James F. Major, David M. Finkel Hearing Site: Charlotte, NC | ||
| 11-04310 | 05/21/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Thomas Moore Respondent Lawyers(s): Thomas Chapley Moore Arbitrator(s): Stephen P. Hoffman, Charles Sydnor Thompson, David M. Finkel Hearing Site: Charlotte, NC |